Compliance Manager
Salary: $140k-$150k + bonus
Location: Chicago, IL
Hybrid: 3 days onsite, 2 days remote
*We are unable to provide sponsorship for this role*
Qualifications
- Bachelor’s Degree
- 7+ related experience with 3+ years in the financial services industry
- Familiarity with internal controls within an organization.
- Experience in identifying process improvements.
- Experience in project planning and reporting results.
- Spreadsheet and documentation expertise
- Presentation experience (i.e. PowerPoint, Word, and Publisher)
Preferred
- eGRC experience (specifically RSA Archer)
- SOC experience and/or knowledge of COSO
- CPA, CIA, CISA or other related certification
Responsibilities
- Oversee the facilitation of the management self-testing program, including drafting of test plans, launching campaigns, reviewing of results, and reporting on program.
- Oversee and advance the management self-testing quality assurance program.
- Facilitate, review and report on the company’s attestation program.
- Oversee the Compliance automated testing activities and enhance the testing program to provide assurance and insight into the compliance-related activities of the organization.
- Design and perform tests of controls for design and operational effectiveness, as needed.
- Perform secondary review of compliance review checklist related to findings remediation efforts.
- Report on output of programs to stakeholders, senior management, and the board.
- Perform administrative supervisory activities including performance reviews, corrective action documentation, and other tasks as needed.
